Our Services

Supported by the resources provided by Wells Fargo Advisors Financial Network, Jeff offers several investment products and related services including:

  • Stocks
  • Mutual Funds
  • Corporate Bonds
  • U.S. Treasury Securities
  • Tax-preferred Municipal Bonds
  • Unit Investment Trusts
  • Tax-deferred annuities - fixed and variable
  • Retirement Plans - including IRAs, SEP-IRAs, 401(k), 403(b), and Keogh plans
  • Roth IRAs
  • IRA Rollovers
  • Simple 401(k) plans
  • Estate Planning Strategies 
  • Portfolio Management**
  • Independent Professional Money Management
  • Long-Term-Care Insurance*
  • Pension Consulting
  • Asset Allocation

* through affiliates

** Today’s unsettled markets can make managing a portfolio unnerving. Continued volatility, uncertain economic and political conditions, and rising unemployment have forced many investors into inaction. However, sitting on the sidelines may be more damaging than waiting for the “right” time to invest. Our Fundamental Choice portfolio management program can help you navigate the choppy markets and keep you focused on your goal of increasing your assets.

Fundamental Choice is a disciplined way to build an equity portfolio. It is based on our objective research and a systematic approach that reacts to a stock’s potential—not the headlines. Using your goals and risk tolerance as a guide, I will recommend an asset allocation for you. Then your equity portfolio will be developed. However, before a stock can be considered for your portfolio, it must be rated overweight by our fundamental analysts. Your portfolio will then be monitored to ensure that it continues to adhere to your stated goals and risk level. If our fundamental analysts downgrade a stock from overweight to underweight, it will be removed from your portfolio.

 

  • Fees for Fundamental Choice program include Advisory services, performance measurement, transaction costs, custody services and trading. Fees are based on the assets in the account and are assessed quarterly. Advisory accounts are not designed for excessively traded or inactive accounts, and may not be suitable for all investors. During periods of lower trading activity, your costs might be lower if our compensation were based on commissions. Please carefully review the Wells Fargo Advisors Financial Network advisory disclosure document for a full description of our services, including fees and expenses. The minimum account size for this program is $50,000.

     

    Compensation Jeff does not charge a fee for the initial consultation. His compensation derives from commissions on securities transactions and insurance products, or from fee-based contracts. Client Protection The Securities Investor Protection Corporation (SIPC) protects customers of its members up to $500,000 (including $100,000 for claims for cash). SIPC coverage does not protect against losses from change in the market values of investments. For more information on SIPC coverage, please see the explanatory brochure available at www.sipc.org.

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